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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
ÌýDirector | Ìý10% Owner | ÌýOfficer | ÌýOther | |
Boor William C 200 PUBLIC SQUARE SUITE 3300 CLEVELAND,ÌýOHÌý44114-2315 |
Ìý | Ìý | Ìý Sr. Vice Pres., Bus. Devel. | Ìý |
ÌýTraci L. Forrester by Power of Attorney | Ìý 03/17/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The amount represents an exchange of a portion of the Reporting Person's cash bonus for 12,389 shares of Cliffs Natural Resources Inc.(Company) Common Stock on a deferred basis (Exchange Shares) under the 2005 Voluntary Nonqualified Deferred Compensation Plan (VNQDC). An additional 3,097 deferred shares (Match Shares) were credited to the account of the Reporting Person in the VNQDC equal to 25 percent of the market value of the Exchanged Shares on the deferral date of the bonus payment. |
(2) | The total amount reflects dividend reinvestment that occurred on September 2, December 1, 2008 and March 2, 2009 for shareholders of record of Cliffs Natural Resources Inc. (the "Company") common stock. The amount shown here reflects 1.4890, 7.2552, and 15.3098 shares acquired by the reporting person, respectively, pursuant to a Dividend Reinvestment and Stock Purchase Plan for the Company's Common Stock. |